AQUASBLUE generates comprehensive Daily Confirmations for back-office operations, consolidating all trade activity across accounts into a structured, end-of-day report. These confirmations include complete trade details such as execution time; instrument; price; quantity; counterparty; and settlement instructions, ensuring accurate reconciliation, clearing, and regulatory compliance. Delivered via secure channels in customizable formats (FIX, CSV, XML, etc.), Daily Confirmations streamline post-trade workflows and support efficient coordination with clearing firms and custodians.
*Broker Dealer clients are responsible for documenting and delivering trade confirmations to clients within their purview.
On Demand Statements
AQUASBLUE offers flexible On-Demand Statements, giving users instant access to up-to-date account information, anytime it's needed. Traders, managers, and back-office teams can generate real-time reports detailing positions; trade history; margin usage; cash balances; and P&L, customizable by date range, account, or asset class. These statements are available through the platform interface or API, and can be exported in multiple formats (PDF, CSV, XML) to support audits, compliance checks, or internal analysis without waiting for end-of-day processes.
*Broker Dealer clients are responsible for documenting and delivering statements to clients within their purview.
Compliance Reports
AQUASBLUE delivers robust Compliance Reporting tools designed to help firms meet regulatory obligations and internal policy requirements with confidence and ease. The platform provides automated generation of trade surveillance reports, audit trails, limit breach alerts, best execution analysis, and transaction-level records—tailored to specific regulatory frameworks (e.g., SEC, FINRA, MiFID II). Compliance teams can schedule reports, export data securely, and drill down into individual account activity for quick resolution of exceptions or inquiries. With real-time monitoring and historical reporting capabilities, AQUASBLUE ensures transparency, accountability, and readiness for regulatory scrutiny.
• CAT Reporting • CAIS Reporting • Spoofing/Wash Sale Reporting
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